Overview
Associate Financial Advisor Jobs in Santa Clarita – California – USA at Raymond James Financial Services
Raymond James Ltd. is seeking an experienced Associate Advisor/Associate Portfolio Manager to work in our Barrie office.
Raymond James Ltd. is one of Canada’s leading full-service independent investment dealers offering high-quality investment products and services to Canadians seeking customized solutions to their wealth management needs.
You will
work closely with the Portfolio Manager and entire team, providing comprehensive administrative and portfolio management services to the team and clients.
This is a permanent full-time position with a competitive compensation and
benefits package
.
Mandatory Licensing
Requirements
to apply for position:•
Industry CSC licensing is mandatory;•
Three years as an RR in the industry;•
Working towards CIM or CFA designations.
Limited overview of Administration, BA, Marketing, Insurance and US account duties as back-up:•
Learn overall aspects of the administrative process to appreciate the systems and process;•
Responsible for monitoring client accounts and maintaining client files;•
Learn our process for scanning all client documentation to central server files;•
Familiarize yourself with our Master Calendar and how we lay out our actions each month/year;•
Learn our pre-trade process for all PM trades;•
Prepare office for Compliance visits from head office personnel;•
Assist in planning, organizing and executing client and charitable events periodically throughout the year;•
Review our insurance support and marketing processes;•
Gain overview of US domiciled account systems and process;•
Objective is to gain an understanding of all that the administrative team does and how they support the business.
Periodic safety and light office duties, as needed:•
In winter, assist to occasionally clear walkway and put down salt for everyone’s safety;•
Prior to client meetings walk through office area with fresh view and ensure office is clean and up to high standards;•
Be prepared to perform minor troubleshooting and software updates with office computers, fax and copier;•
Objective is to take ‘ownership’ of the office systems and safety of everyone.
More focused on these responsibilities after oriented with team duties:•
Prepare client reports and files ahead of Advisor client meetings;•
Manage account cash holdings and work to ensure always invested, earning top rates;•
Follow up with GIC maturities and working with clients to ensure cash investments match time frame and objectives;•
Attend all client meetings in the office, and zoom, with PM, to take notes and begin to get to know our clients and build relationships;•
Work with team to identify where you can provide specialized support for different aspects of the business;•
Prepare follow up notes for team to take action and ensure all wrapped up before folder filed;•
Monthly review of portfolio holdings and review key actions suggested with the Portfolio Manager;•
Manage and execute all PM trades with the support of the administration team;•
Work with PM to develop and expand a robust screening process to meet …
Title: Associate Financial Advisor
Company: Raymond James Financial Services
Location: Santa Clarita – California – USA
Category: Administrative/Clerical
