Overview
Compliance Officer – Compliance and Secretarial Jobs in Bangalore, Karnataka, India at K12 Techno Services Pvt. Ltd.
Compliance Officer – Compliance and Secretarial
Qualification:
Candidates shall be a Member of Institute of Company Secretaries of India with additional qualification of LLB would be preferred.
Experience: 10–15 years of post-qualification experience.
Salary: ₹10–12 LPA
Key Responsibilities:
• Handle all secretarial and legal matters relating to Rights Shares and Preferential Allotment.
• Dematerialization of Securities.
• Co-ordination with Government bodies.
• Due Diligence of the company including legal, secretarial, tax & finance.
• Preparation of Annual Report, CSR Report for Annual Filing.
• Fillings of Various Forms, Annual Return and Annual Accounts to ROC.
• Conducting the Board meetings, EGM and AGM and other committee meetings physical as well as through Video Conferencing.
• Drafting of Service Agreements, Business Agreements, Escrow Agreement, NDAs etc.
• Maintenance of Statutory Registers under Companies Act, 2013.
• Preparation of documents and e-forms relating to change of Registered Office, Change of name of the Company, appointment and resignation of Directors/ KMP.
• Issue/ allotment of Equity and Preference Shares of the Company.
• Alteration of Memorandum of Association and Articles of Association as per Companies Act, 2013.
• Drafting of replies and responses for the notices from statutory authorities.
• Handling Internal Audit and Secretarial Audits of the Company.
• Preparation and submission of the Statement of Foreign Liabilities and Assets with Reserve Bank of India.
• Submission of FC-GPR and FC-TRS with Reserve Bank of India.
• Preparation of responses from RBI under filing of Form FCGPR.
• Assistance to intra departments of the Company.
• Management of ESOP Compliance.
• Other assignments on occasional basis.
Additional Responsibilities:
• Hands-on experience managing Rights Issue and Private Placement end-to-end, including drafting and compliance.
• Strong exposure to Foreign Investment Compliances, including filings and regulatory liaisoning.
• Prior working experience in both startups and public listed companies.
• Ability to independently manage all secretarial and compliance functions with minimal supervision in dynamic environments.
Title: Compliance Officer – Compliance and Secretarial
Company: K12 Techno Services Pvt. Ltd.
Location: Bangalore, Karnataka, India
Category: Law/Legal, Administrative/Clerical
